Third consultation on new prudential regime for UK investment firms
Third consultation on new prudential regime for UK investment firms We ask the United Reji Investment to provide the United Reji Investment Firm. IFPR is the only new renewal program from regulatory plans to nurture the size of MID investments and business. Firms will help improve positively and simplify matters for new entrants. Our view […]
ASIC Extends Temporary Relief for Foreign Brokers to 2023
The Australian Securities and Investments Commission (ASIC) announced this month that it is extending the temporary relief put in place for foreign financial service providers (FFSPs) that would otherwise be required to submit an application for a local Australian license. Such firms can now continue to operate in Australia until March 31, 2023. The Australian regulator indicated […]
Scammers target over £2 million in pension pots in the last five months
Scammers target over £2 million in pension pots in the last five months We are urging anyone saving for their retirement to ‘flip the context’ and protect their savings. Flipping the context Our new research shows pension holders were nine times more likely to accept advice from someone online than they would from a stranger […]
ASIC Releases IDR Reporting Documents
The Australian Securities & Investments Commission (ASIC) has announced the publication of internal dispute resolution (IDR) reporting documents for a pilot project with registered companies for the second half of 2021. The goal of the pilot project is to streamline the IDR process across ASIC registered firms and the Australian Financial Complaints Authority (AFCA), which is tasked […]
